Aegon Asset Management US
Firm details
- Headquarters
- Cedar Rapids, Iowa
- CRD number
- 114537
- Registered since
- November 1, 2001
- Website
- www.aegonam.com
- Custodians
- CITI PRIVATE BANK, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Insurance Companies69.7%
- Investment Companies15.82%
- Pooled Investment Vehicles11.68%
- Pension & Profit Sharing Plans1.55%
- State / Municipal Government0.55%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Aegon Asset Management US operates as a limited liability company and has been SEC-registered since 2001. The firm functions as a multifaceted manager, running securitized asset vehicles and private equity strategies while also acting in roles typical of commodity pool operators/commodity trading advisers. Its client base is institutional, and fee arrangements include percentage-of-AUM, fixed-fee, and performance-based structures. Advisory capabilities span portfolio management for investment companies, pooled investment vehicles, and institutional/business clients, plus selection of sub‑advisers. The firm reports being an active ESG investor and is identified as a related adviser to other entities. Industry affiliations noted in regulatory filings include broker-dealer relationships, trust company and insurance company links, real estate brokerage and sponsorship/GP roles in pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds54%
- Other16%
- Non-Investment Grade Corp Bonds12%
- US Government Bonds7%
- Cash & Cash Equivalents6%
Owners & executives
3 of 3
Alina Sayre
Chief Compliance OfficerCRD 4713184
Scott Shine
Chief Compliance OfficerCRD 4893686

Stephen Jones
Chief Investment OfficerCRD 6841737
Contacts
3 of 3Mark Johnson
Managing DirectorCRD 6625795

Christopher Thompson
Head of Global Client GroupCRD 1842220

Lara Osterhaus
Global HeadCRD 7345681
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$110M in ETFs
98%
$108M
2%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $102M | 274,915 | 92.75% |
Location
Cedar Rapids, IA
Linn
Location
Cedar Rapids, IA
Headquartered in Cedar Rapids, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.
- Metro area
- Cedar Rapids-Iowa City, IA
- Region
- Midwest
- County
- Linn
- Address
- 6300 C St Sw
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Transamerica Retirement Advisors, LLC
RIACedar Rapids, IA
BFC Planning, Inc.
RIACedar Rapids, IA
Basepoint Wealth, LLC
RIACedar Rapids, IA
Aegon Real Assets US
RIACedar Rapids, IA
Beacon Capital, LLC
RIACedar Rapids, IA
Cedar Point Capital Partners, LLC
RIACedar Rapids, IA