BULLDOG INVESTORS, LLP
Firm details
- Headquarters
- SADDLE BROOK, New Jersey
- CRD number
- 151585
- Registered since
- September 23, 2009
- Website
- bulldoginvestors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies86.53%
- HNWI5.74%
- Individuals5.01%
- Other1.31%
- Corporations / Businesses0.86%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Bulldog Investors, LLP is an SEC-registered limited liability partnership offering advisory services to both individual/family clients and institutional investors. Registered in 2009, the firm provides portfolio management for individuals, small businesses and investment companies. Its fee model combines a percentage-of-assets charge with performance-based fees, and the firm also serves as an adviser to private funds. Bulldog lists affiliations with other investment advisers and a law firm and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents11%
- Public Funds/Mutual Funds5%
Owners & executives
1 of 1STEPHANIE DARLING
Chief Compliance Officer & General CounselCRD 6039539
Contacts
3 of 3PHILLIP GOLDSTEIN
Managing MemberCRD 5711842
ANDREW DAKOS
Managing MemberCRD 4881082
RAJEEV DAS
Portfolio ManagerCRD 2265104
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$6.2M in ETFs
0%
$0
0%
$6.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| BLUEROCK PRIVATE REAL ESTATE FUND (BPRE) | $6.2M | 373,019 | 100.00% |
Location
SADDLE BROOK, NJ
BERGEN
Location
SADDLE BROOK, NJ
Headquartered in SADDLE BROOK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- BERGEN
- Address
- 250 Pehle Ave
- Time zone
- ET (UTC-5)
- Office locations
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