Dumont & Blake Investment Advisors LLC
Firm details
- Headquarters
- Princeton, New Jersey
- CRD number
- 109318
- Registered since
- September 3, 1999
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.41%
- Individuals15.18%
- Charitable Organizations1.64%
- Corporations / Businesses0.78%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Dumont & Blake Investment Advisors LLC is an independent, SEC-registered investment adviser organized as an LLC and in business since 1999. The firm is owned privately (individual owner) and provides discretionary portfolio management primarily to individuals, families and small-business clients, while also working with institutional accounts. Its fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- US Government Bonds10%
- Cash & Cash Equivalents8%
- State & Local Bonds2%
- Investment Grade Corp Bonds2%
Contacts
3 of 4
Adam Goldberg
Managing DirectorCRD 2297803
Morley Goldberg
PresidentCRD 223993
Jason Rapp
Head of Equity Portfolio ManagementCRD 2627584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$296M in ETFs
96%
$285M
1%
$11M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $40.3M | 54,001 | 13.62% |
Location
Princeton, NJ
Mercer
Location
Princeton, NJ
Headquartered in Princeton, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Mercer
- Address
- 731 Alexander Rd
- Time zone
- ET (UTC-5)
- Office locations
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