Broad Street Capital Markets, LLC

Overview

Broad Street Capital Markets, LLC is a limited liability company registered with the SEC in 2000 and positioned as an investment bank and placement agent rather than a discretionary asset manager. The firm’s regulatory profile indicates it does not act as a capital allocator and is not registered as a multi-state investment adviser. It is also not identified as an active ESG investor, a pension consultant, or a related adviser. Ownership is listed as a combination of a domestic entity and an individual, suggesting private ownership rather than public or institutional ownership. Given its classification, the firm's activities are likely centered on raising capital, structuring placements, and advising on private transactions rather than managing client portfolios or providing ongoing investment advisory services.

Assets & Accounts

Location & Offices