Broad Street Capital Markets, LLC

Overview

Broad Street Capital Markets, LLC is organized as a limited liability company and has been SEC-registered since 2000. The firm is classified as an investment bank and placement agent rather than a traditional registered investment adviser or capital allocator. Owner structure is listed as a mix of a domestic entity and an individual. Regulatory and operational attributes in the dataset indicate the firm is not positioned as a multi-state adviser, not a newly formed adviser, and does not serve in a pension consultant or related-adviser capacity. The firm is also not identified as an active ESG investor.

Assets & Accounts

Location & Offices