Bradley Woods & Co Ltd.

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
37
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
13660
Registered since
March 4, 1983

Firm profile

FINTRX

Overview

Bradley Woods & Co Ltd. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1983 and is privately owned (owner type: individual). The dataset does not describe specific advisory or business activities, fee arrangements, or a client segmentation breakdown. The snapshot indicates Bradley Woods & Co Ltd. does not present itself as a capital allocator, is not identified as an active ESG investor, and is not registered as a multistate adviser or a pension consultant. Taken together, the public profile in this dataset reads more like a broker/dealer or investment banking operation rather than a traditional registered investment adviser that reports client assets and account-level metrics. There is limited disclosure in the source about investment mandates, client service models, or who its primary clients are.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Joshua Eisenberg

    Joshua Eisenberg

    CFOCRD 8025209

  • Derek Yee

    Derek Yee

    Chief Operating OfficerCRD 6911274

  • Lee Gladden

    Lee Gladden

    Chief Executive OfficerCRD 1821821

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Contacts

3 of 33
  • Shane Burn

    Registered RepresentativeCRD 2667777

  • Mark Sauter

    Mark Sauter

    Managing DirectorCRD 5240812

  • Peter Rosenberg

    Registered RepresentativeCRD 2889168

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
711 3rd Ave
Time zone
ET (UTC-5)
Office locations

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