Boustead Securities, LLC

Overview

Boustead Securities, LLC is organized as a limited liability company and appears in regulatory records as an investment bank; its SEC registration goes back to 2007. FINTRX flags the firm as neither a capital allocator nor an active ESG investor, and it is not identified as a multi-state investment adviser, pension consultant, or related adviser. The snapshot supplied to FINTRX lists owner type as a domestic entity/individual but provides no breakdown of client segments, fee schedules, or the specific business and advisory activities the firm undertakes. That absence, together with the investment‑bank classification, suggests the firm’s primary activity is transactional or capital‑markets oriented rather than operating as a traditional asset manager or discretionary RIA.

Assets & Accounts

Location & Offices