BAUMAN WEALTH ADVISORS

RIASEC RegisteredEst. 2024
Total AUM
$206M
Discretionary
$206M
100% of AUM
Avg account
$198K
Accounts
1,043
Employees
19
Advisory reps
7

Firm details

Headquarters
LAS VEGAS, Nevada
CRD number
153061
Registered since
November 18, 2024
Website
baumanwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals60.89%
  • HNWI38.3%
  • Pension & Profit Sharing Plans0.75%
  • Charitable Organizations0.06%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Bauman Wealth Advisors is a limited liability company that registered with the SEC in 2024 and operates as an individual-owned advisory firm that also functions as a capital allocator. The firm serves both individual and family clients as well as institutional accounts, charging fees based on a percentage of assets under management. Its advisory mandate emphasizes portfolio management for individuals and small businesses and the selection of external advisers and managers. The firm is not identified as an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Other 21%, Exchange Traded Equities 11%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%57%
  • Public Funds/Mutual Funds57%
  • Other21%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 3

  • Julie Bauman

    Co-Founder & COOCRD 8251994

  • MICHELLE MCCARTHY

    Chief Compliance OfficerCRD 7682269

  • TODD BAUMAN

    Founder, CEO & COOCRD 2605865

Contacts

3 of 4

  • Paolo Torres

    Client Service AdvisorCRD 6841297

  • VINCENT GARAVENTA

    Vice PresidentCRD 6928955

  • KENTON FENNO

    Investment Advisor RepresentativeCRD 4524587

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 44

Active vs passive

$180M in ETFs

Passive

39%

$70.9M

Active

25%

$109M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$31.8M415,91217.70%
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Location

Primary office

LAS VEGAS, NV

CLARK

Location

LAS VEGAS, NV

Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
10501 W Gowan Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth