MCBROOM & ASSOCIATES, LLC
Firm details
- Headquarters
- LAS VEGAS, Nevada
- CRD number
- 151187
- Registered since
- May 12, 2021
- Custodians
- CHARLES SCHWAB & CO., INC., UBS FINANCIAL SERVICES INC., DEUTSCHE BANK SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI90.13%
- Charitable Organizations5.6%
- Individuals4.27%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Mcbroom & Associates, LLC is a limited liability company that registered with the SEC in 2021 and bills itself primarily as a portfolio manager for individuals and small businesses. The firm serves both individual and family clients as well as some institutional relationships and charges fees based on a percentage of assets under management. It is not positioned as an ESG investor, does not operate as a multi-state adviser, and does not identify as a pension consultant or related adviser. The adviser’s operating profile indicates a straightforward discretionary management approach: most client assets are managed on a discretionary basis and the firm emphasizes equity exposure as its primary preference.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Public Funds/Mutual Funds10%
- State & Local Bonds5%
- Cash & Cash Equivalents4%
- US Government Bonds3%
Owners & executives
1 of 1MARTIN MCBROOM
CEO & Managing MemberCRD 822479
Contacts
2 of 2Corey Bryant
Client Service AssociateCRD 6179077
YUKO DU BOIS
OwnerCRD 3200540
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$22.1M in ETFs
93%
$20.4M
8%
$1.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $8M | 18,584 | 36.22% |
Location
LAS VEGAS, NV
CLARK
Location
LAS VEGAS, NV
Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- CLARK
- Address
- 1635 Village Center Cir
- Time zone
- PT (UTC-8)
- Office locations
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