Barings LLC

RIASEC RegisteredEst. 1940
Total AUM
$393B
Discretionary
$381B
97% of AUM
Avg account
$942M
Accounts
417
Employees
1,101
Advisory reps
18

Firm details

Headquarters
Charlotte, North Carolina
CRD number
106006
Registered since
November 1, 1940
Custodians
CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies72.91%
  • Pooled Investment Vehicles18.61%
  • Pension & Profit Sharing Plans3.31%
  • Business Development Companies2.09%
  • Investment Companies1.98%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Barings LLC is a long-standing, multi-strategy fund manager that operates across public and private markets. The firm is organized as a limited liability company and is active as a provider of hedge, private equity, real estate, securitized asset and other pooled investment products. Its client base is primarily institutional, and its advisory services span portfolio management for individuals through to pooled investment vehicles and institutional clients, selection of sub-advisers, and educational programming. Fee arrangements include asset-based fees, fixed fees and performance-based components. Barings identifies as an active ESG investor and also conducts commodity pool operator/commodity trading advisor activities and acts in sponsor/manager roles for pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 44%, Investment Grade Corp Bonds 31%, Non-Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 5%, Sovereign Bonds 4%, US Government Bonds 3%, State & Local Bonds 1%, Derivatives 1%44%
  • Other44%
  • Investment Grade Corp Bonds31%
  • Non-Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents5%
  • Sovereign Bonds4%

Owners & executives

2 of 2
  • Bradley Finkle

    Bradley Finkle

    Global Chief Operating OfficerCRD 2663338

  • Melissa Lagrant

    Melissa Lagrant

    Managing Director and Chief Compliance OfficerCRD 5106210

Contacts

2 of 2
  • Paul Lapiana

    Paul Lapiana

    Senior Vice PresidentCRD 2237245

  • Eric Lloyd

    Eric Lloyd

    PresidentCRD 2314965

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$4.5B in ETFs

Passive

90%

$4.1B

Active

8%

$436M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.3B1,744,19028.73%

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
300 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth