Barings LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 106006
- Registered since
- November 1, 1940
- Website
- www.barings.com
- Custodians
- CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Insurance Companies72.91%
- Pooled Investment Vehicles18.61%
- Pension & Profit Sharing Plans3.31%
- Business Development Companies2.09%
- Investment Companies1.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Barings LLC is a long-standing, multi-strategy fund manager that operates across public and private markets. The firm is organized as a limited liability company and is active as a provider of hedge, private equity, real estate, securitized asset and other pooled investment products. Its client base is primarily institutional, and its advisory services span portfolio management for individuals through to pooled investment vehicles and institutional clients, selection of sub-advisers, and educational programming. Fee arrangements include asset-based fees, fixed fees and performance-based components. Barings identifies as an active ESG investor and also conducts commodity pool operator/commodity trading advisor activities and acts in sponsor/manager roles for pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other44%
- Investment Grade Corp Bonds31%
- Non-Investment Grade Corp Bonds11%
- Cash & Cash Equivalents5%
- Sovereign Bonds4%
Owners & executives
2 of 2
Bradley Finkle
Global Chief Operating OfficerCRD 2663338

Melissa Lagrant
Managing Director and Chief Compliance OfficerCRD 5106210
Contacts
2 of 2
Paul Lapiana
Senior Vice PresidentCRD 2237245

Eric Lloyd
PresidentCRD 2314965
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$4.5B in ETFs
90%
$4.1B
8%
$436M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.3B | 1,744,190 | 28.73% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 300 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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