Barings LLC

RIASEC Registered
Total AUM
$393B
Discretionary
$381B
97% of AUM
Avg account
$942M
Accounts
417
Employees
1,101
Advisory reps
18

Firm details

Headquarters
Charlotte, North Carolina
CRD number
106006
Registered since
November 1, 1940
Custodians
CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies72.91%
  • Pooled Investment Vehicles18.61%
  • Pension & Profit Sharing Plans3.31%
  • Business Development Companies2.09%
  • Investment Companies1.98%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Barings LLC is a large, multi-strategy asset manager that serves primarily institutional clients and operates across public and private markets. The firm is registered with the SEC (registered in 1940) and presents itself as a multifaceted fund manager, sponsoring and managing hedge, private equity, real estate, securitized-asset, and other pooled investment vehicles. Its business activities include acting as a CPO/CTA and providing a wide range of advisory services: portfolio management for individuals and small businesses, investment companies, pooled vehicles, and institutional clients; selection of other advisers; plus educational seminars and workshops. Barings uses a mix of fee arrangements (percentage of AUM, fixed fees, and performance-based fees) and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 44%, Investment Grade Corp Bonds 31%, Non-Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 5%, Sovereign Bonds 4%, US Government Bonds 3%, State & Local Bonds 1%, Derivatives 1%44%
  • Other44%
  • Investment Grade Corp Bonds31%
  • Non-Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents5%
  • Sovereign Bonds4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 49

Active vs passive

$4.8B in ETFs

Passive

86%

$4.1B

Active

9%

$647M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.4B1,797,86829.00%

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
300 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth