Barings LLC

RIASEC RegisteredEst. 1940

Total AUM

$393B

Discretionary

$381B

97% of AUM

Avg account

$942M

Accounts

417

Employees

1,101

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 106006
Registered since: November 1, 1940
Website: www.barings.com
Custodians: CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Insurance Companies72.91%
Pooled Investment Vehicles18.61%
Pension & Profit Sharing Plans3.31%
Business Development Companies2.09%
Investment Companies1.98%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Barings LLC is a long-standing, multi-strategy fund manager that operates across public and private markets. The firm is organized as a limited liability company and is active as a provider of hedge, private equity, real estate, securitized asset and other pooled investment products. Its client base is primarily institutional, and its advisory services span portfolio management for individuals through to pooled investment vehicles and institutional clients, selection of sub-advisers, and educational programming. Fee arrangements include asset-based fees, fixed fees and performance-based components. Barings identifies as an active ESG investor and also conducts commodity pool operator/commodity trading advisor activities and acts in sponsor/manager roles for pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Other44%
Investment Grade Corp Bonds31%
Non-Investment Grade Corp Bonds11%
Cash & Cash Equivalents5%
Sovereign Bonds4%

Owners & executives

3 of 6

Geoffrey Craddock
Chief Risk OfficerCRD 1444771
Roger Crandall
Chairman, President and Chief Executive Officer at MassMutualCRD 4486307
Patrick Hoefling
Chief Financial OfficerCRD 5273474