Allspring Funds Management, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 110841
- Registered since
- December 22, 2000
- Website
- www.allspringglobal.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies95.93%
- HNWI1.6%
- Individuals0.89%
- Pooled Investment Vehicles0.77%
- Charitable Organizations0.49%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Allspring Funds Management, LLC is an SEC-registered institutional registered investment adviser organized as an LLC and in operation since 2000. The firm serves both individual and institutional clients and provides portfolio management across a range of client types, including individuals and small businesses, pooled investment vehicles, investment companies, and business or institutional mandates. It also performs adviser selection for third-party managers and operates in roles such as sponsor or managing member for pooled vehicles. The firm’s business activities include Commodity Pool Operator/Commodity Trading Advisor functions, and its compensation arrangements combine asset-based fees with performance-based fee structures for certain products. Allspring identifies as an active ESG investor, which suggests ESG considerations are integrated into at least a portion of its investment and stewardship processes.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities38%
- State & Local Bonds34%
- Public Funds/Mutual Funds15%
- US Government Bonds8%
- Investment Grade Corp Bonds4%
Owners & executives
3 of 4
Sallie Squire
Chief Operating OfficerCRD 2932918

Jennifer Grunberg
Deputy Chief Compliance OfficerCRD 4273956

Annette Lege
Chief Financial OfficerCRD 2244646
Contacts
3 of 85Paul Engle
Registered RepresentativeCRD 2967434

Kristin Carcio
Head of Portfolio StrategyCRD 3254129

Joseph Crowley
Registered RepresentativeCRD 4915075
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 1415 Vantage Park Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Barings LLC
RIACharlotte, NC
Allspring Global Investments, LLC
RIACharlotte, NC
Brighthouse Investment Advisers, LLC
RIACharlotte, NC
Sterling Capital Management LLC
RIACharlotte, NC
Wells Fargo Investment Institute, Inc.
RIACharlotte, NC
Alight Financial Advisors, LLC
RIACharlotte, NC