Allspring Funds Management, LLC

RIASEC RegisteredEst. 2000
Total AUM
$325B
Discretionary
$325B
100% of AUM
Avg account
$32.1M
Accounts
10,118
Employees
714
Advisory reps
89

Firm details

Headquarters
Charlotte, North Carolina
CRD number
110841
Registered since
December 22, 2000
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies95.93%
  • HNWI1.6%
  • Individuals0.89%
  • Pooled Investment Vehicles0.77%
  • Charitable Organizations0.49%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Allspring Funds Management, LLC is an SEC-registered institutional registered investment adviser organized as an LLC and in operation since 2000. The firm serves both individual and institutional clients and provides portfolio management across a range of client types, including individuals and small businesses, pooled investment vehicles, investment companies, and business or institutional mandates. It also performs adviser selection for third-party managers and operates in roles such as sponsor or managing member for pooled vehicles. The firm’s business activities include Commodity Pool Operator/Commodity Trading Advisor functions, and its compensation arrangements combine asset-based fees with performance-based fee structures for certain products. Allspring identifies as an active ESG investor, which suggests ESG considerations are integrated into at least a portion of its investment and stewardship processes.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 38%, State & Local Bonds 34%, Public Funds/Mutual Funds 15%, US Government Bonds 8%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 2%38%
  • Exchange Traded Equities38%
  • State & Local Bonds34%
  • Public Funds/Mutual Funds15%
  • US Government Bonds8%
  • Investment Grade Corp Bonds4%

Owners & executives

3 of 4
  • Sallie Squire

    Sallie Squire

    Chief Operating OfficerCRD 2932918

  • Jennifer Grunberg

    Jennifer Grunberg

    Deputy Chief Compliance OfficerCRD 4273956

  • Annette Lege

    Annette Lege

    Chief Financial OfficerCRD 2244646

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Contacts

3 of 85
  • Paul Engle

    Registered RepresentativeCRD 2967434

  • Kristin Carcio

    Kristin Carcio

    Head of Portfolio StrategyCRD 3254129

  • Joseph Crowley

    Joseph Crowley

    Registered RepresentativeCRD 4915075

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
1415 Vantage Park Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth