ALLSPRING GLOBAL INVESTMENTS, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 104973
- Registered since
- April 27, 1984
- Website
- www.allspringglobal.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, PRINCIPAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Investment Companies71.45%
- Insurance Companies8.71%
- State / Municipal Government5.31%
- Pension & Profit Sharing Plans4.44%
- Corporations / Businesses3.13%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Allspring Global Investments, LLC is an SEC-registered LLC that traces its registration back to 1984. The firm operates across multiple product types: it runs hedge-fund-style strategies, sponsors and manages pooled vehicles, and acts as a multifaceted fund manager and provider. Its client mix includes both individuals/families and institutional investors. Fee arrangements span asset-based fees, fixed fees and performance-linked fees. The firm lists commodity pool operator/commodity trading advisor (CPO/CTA) activity among its business lines and performs portfolio management for individuals, pooled vehicles, investment companies and institutions, as well as manager selection. Allspring describes itself as an active ESG investor and maintains affiliations that include broker-dealer activity, other registered advisory entities, CPO/CTA operations and roles as sponsor or general partner of pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds37%
- US Government Bonds25%
- State & Local Bonds12%
- Exchange Traded Equities11%
- Other5%
Owners & executives
3 of 4FRANCIS BARANKO
Chief Investment OfficerCRD 2299814
JIMMY TRAN
Chief Compliance OfficerCRD 5801259
Annette Lege
Chief Financial OfficerCRD 2244646
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 285Active vs passive
$4.5B in ETFs
80%
$3.6B
2%
$903M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EAFE ETF (IEFA) | BlackRock | Passive | Foreign Large Blend | $321M | 3,492,404 | 7.18% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 1415 Vantage Park Dr
- Time zone
- ET (UTC-5)
- Office locations
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