Barclays Capital Inc.

Broker-DealerFINRA MemberEst. 1989
Total AUM
—
Advisory reps
2,964
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19714
Registered since
June 13, 1989

Firm profile

FINTRX

Overview

Barclays Capital Inc. is organized as a corporation and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1989. FINTRX records identify the owner type as a domestic entity and individual, and indicate the firm does not act as a capital allocator. The profile shows Barclays Capital Inc. is not listed as an active ESG investor, not a multi-state adviser, and not a pension consultant; related-adviser status is also negative. FINTRX provides no descriptive detail about advisory mandates, client segmentation, or typical investment mandates for this entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 15
  • Martin Ragde

    Chief of StaffCRD 1584702

  • Zacharia Zacharia

    Zacharia Zacharia

    Managing Director, Chief Compliance OfficerCRD 2440444

  • Carol Mathis

    Carol Mathis

    Chief Financial OfficerCRD 4322657

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Contacts

3 of 2949
  • Jacques Herman

    Jacques Herman

    Managing DirectorCRD 5744848

  • Matthew Gregory

    Matthew Gregory

    Vice PresidentCRD 4397636

  • Michael Moriarity

    Michael Moriarity

    AVPCRD 7143029

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
745 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth