ARK Securities LLC
Firm details
- Headquarters
- East Palo Alto, California
- CRD number
- 246787
- Registered since
- November 3, 2015
Firm profile
FINTRXOverview
ARK Securities LLC is organized as a limited liability company that operates as an investment bank and placement agent. The firm identifies as a domestic entity with individual ownership. Within the dataset ARK Securities does not present itself as a capital allocator, an ESG-focused investor, a pension consultant, or a multi-state adviser, and it does not list advisory or related-adviser activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Shen Lu
Chief Operating OfficerCRD 4640530

David Bunt
Chief Compliance OfficerCRD 2201693
Contacts
3 of 3
Tianyu Ye
Brokerage Operations SpecialistCRD 6434349
John Gray
FinOpCRD 1367440

Micah Taylor
Co-FounderCRD 2890693
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
East Palo Alto, CA
San Mateo
Location
East Palo Alto, CA
Headquartered in East Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 1950 University Ave
- Time zone
- PT (UTC-8)
- Office locations
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