ALT Fund Distributors LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
81
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
146547
Registered since
June 5, 2008

Firm profile

FINTRX

Overview

ALT Fund Distributors LLC is organized as a limited liability company and is classified as a fund distributor rather than an investment manager or capital allocator. The firm has been SEC-registered since 2008 and is owned by a domestic entity and an individual. Regulatory flags in the provided data indicate it is not identified as a multi-state adviser, is not an active ESG investor, and does not serve as a pension consultant or related adviser. The available information does not detail advisory services, fee schedules, or specific business lines beyond the distributor classification. That suggests the firm's primary role is distribution and placement of fund products rather than discretionary portfolio management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Robin Miller

    Robin Miller

    Chief Compliance Officer And Chief Financial OfficerCRD 1899745

  • Joshua Stevenson

    Founder & CEOCRD 7797785

Contacts

3 of 79
  • Michael Yopko

    Michael Yopko

    WholesalerCRD 1565399

  • Tye Uppinghouse

    Tye Uppinghouse

    Regional Vice PresidentCRD 2938910

  • Lisa DeVilla

    Director of AccountingCRD 6781669

Unlock 76 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
140 E 45th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth