ALLEN CAPITAL GROUP, LLC

RIASEC RegisteredEst. 2005

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$210K

Accounts

7,162

Employees

Advisory reps

Firm details

Headquarters: GRAND ISLAND, Nebraska
CRD number: 135879
Registered since: July 15, 2005
Website: www.allencapgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI65.63%
Individuals28.44%
Charitable Organizations3.76%
Corporations / Businesses1.22%
Pension & Profit Sharing Plans0.58%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Allen Capital Group, LLC is an independent, SEC-registered advisory firm organized as an LLC and operating since 2005. The firm functions as a capital allocator serving both individual/family and institutional clients, and combines financial planning, discretionary portfolio management for individuals and small businesses, and the selection of outside advisers. It also operates as an insurance broker, which aligns with its use of annuity products in client programs. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Allen Capital Group reports industry affiliations that include roles such as accountant and sponsor, general partner, and managing member of pooled investment vehicles. The firm has been recognized in industry rankings, including a Top 300 RIA placement by the Financial Times in 2020 and listings on Forbes’ RIA lists in 2023 and 2024.