Allen Capital Group, LLC

RIASEC RegisteredEst. 2005

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$210K

Accounts

7,162

Employees

Advisory reps

Firm details

Headquarters: Grand Island, Nebraska
CRD number: 135879
Registered since: July 15, 2005
Website: www.allencapgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI65.63%
Individuals28.44%
Charitable Organizations3.76%
Corporations / Businesses1.22%
Pension & Profit Sharing Plans0.58%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Allen Capital Group, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2005. The firm acts as a capital allocator and serves both individual and family clients as well as institutional investors. Its advisory services include financial planning, portfolio management for individuals and small businesses, and selection of outside advisers. The firm also operates as an insurance broker and charges fees based on a percentage of assets under management, with options for hourly or fixed fees for certain engagements. Allen Capital Group does not identify as an active ESG investor and is not presented as a multi-state or newly formed adviser. Industry affiliations recorded include roles such as accountant and sponsor, general partner, and managing member of pooled investment vehicles. Allen Capital Group has received third-party recognition in the advisory space, including placement on the Financial Times’ Top 300 RIA Firms list in 2020 and mentions on Forbes’ RIA lists in 2023 and 2024.