BROKERAGE SPECIALISTS

Overview

Brokerage Specialists is organized as a corporation with individual ownership and is identified in FINTRX as a capital allocator and fee-based advisory practice. The firm charges fees by percentage of assets under management and also uses hourly and other fee arrangements. Its advisory activities emphasize financial planning, portfolio management for individuals and small businesses, selection of other advisers, and client education through published material and seminars. The firm is not classified as an active ESG investor, is not identified as a multi-state adviser, and is not listed as a pension consultant or related adviser. The SEC registration year is not provided in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices