5t Wealth, LLC

RIASEC RegisteredEst. 2003

Total AUM

$331M

Discretionary

$331M

100% of AUM

Avg account

$622K

Accounts

533

Employees

Advisory reps

Firm details

Headquarters: Napa, California
CRD number: 112552
Registered since: July 1, 2003
Website: 5twealth.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI69.93%
Individuals18.84%
Charitable Organizations8.25%
Pension & Profit Sharing Plans2.24%
Other0.75%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

5t Wealth, LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2003. The firm is individually owned and positions itself as a capital allocator for both high-net-worth individuals and families as well as institutional and business clients. Its advisory services include financial planning and portfolio management for individuals, small businesses and institutional clients, plus selection of third-party advisers, publication of periodic newsletters, and delivery of educational seminars and workshops. The firm charges clients using a mix of fee models — percentage of assets under management, hourly fees, fixed fees and other arrangements — and maintains an industry affiliation with an insurance company. It is not identified as an active ESG investor and does not operate as a multistate or newly formed adviser.