HARRINGTON INVESTMENTS, INC.

RIASEC RegisteredEst. 1982
Total AUM
$355M
Discretionary
$355M
100% of AUM
Avg account
$1.6M
Accounts
219
Employees
5
Advisory reps
4

Firm details

Headquarters
NAPA, California
CRD number
110790
Registered since
November 24, 1982
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI78.54%
  • Charitable Organizations15.06%
  • Individuals3.82%
  • Corporations / Businesses2.58%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harrington Investments, Inc. is an independent registered investment adviser that has operated since the early 1980s and serves both individual/family and institutional clients. The firm positions itself as a capital allocator with a clear preference for equity strategies, and it offers financial planning and portfolio management for individuals, small businesses and institutions. Compensation is primarily a percentage of assets under management, with hourly fees available for certain advisory engagements. Harrington Investments also markets other financial products and identifies as an active ESG investor, indicating environmental, social and governance considerations are applied to at least part of its investment process. Investment activity is concentrated in exchange-traded equities and ETFs, with portfolio construction tilted toward liquid, marketable securities rather than private markets. The firm manages discretionary mandates almost exclusively and appears to run concentrated, high-conviction equity portfolios alongside ETF-based sleeves for diversification or tactical exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 14%, Cash & Cash Equivalents 11%, US Government Bonds 10%, Investment Grade Corp Bonds 9%, State & Local Bonds 2%, Non-Investment Grade Corp Bonds 1%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds14%
  • Cash & Cash Equivalents11%
  • US Government Bonds10%
  • Investment Grade Corp Bonds9%

Owners & executives

1 of 1
  • JOHN HARRINGTON

    President, CEOCRD 1004916

Contacts

3 of 3
  • DIANA HARRINGTON

    Vice PresidentCRD 4391726

  • JEFFREY FIELD

    Portfolio ManagerCRD 5471318

  • REBECCA WHITE

    Portfolio ManagerCRD 4820643

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 8

Active vs passive

$8.2M in ETFs

Passive

100%

$8.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB SHORT-TERM US TREASURY ETF (SCHO)SchwabPassiveShort Government$4.4M182,59454.21%

Location

Primary office

NAPA, CA

NAPA

Location

NAPA, CA

Headquartered in NAPA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
NAPA
Address
1001 2nd St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth