210 FINANCIAL

RIASEC RegisteredEst. 2023

Total AUM

$243M

Discretionary

$243M

100% of AUM

Avg account

$136K

Accounts

1,786

Employees

Advisory reps

Firm details

Headquarters: MORTON, Illinois
CRD number: 328570
Registered since: November 24, 2023
Website: 210financial.com
Custodians: CHARLES SCHWAB & CO., INC., ALIGHT FINANCIAL SOLUTIONS, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals74.62%
HNWI24.07%
Pension & Profit Sharing Plans1.22%
Corporations / Businesses0.09%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

210 Financial is an independent registered investment adviser organized as a corporation and registered with the SEC in 2023. The firm is owned by an individual and positions itself as a capital allocator serving both individual and family clients as well as institutional clients. Compensation is primarily a percentage of assets under management, supplemented by fixed-fee arrangements, and the firm also operates as an insurance broker. Advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutional clients, selection of outside advisers, and delivery of educational seminars or workshops. The firm is not identified as an active ESG investor and is not flagged as a multi-state adviser in the snapshot data.