Prism Planning Partners
Firm details
- Headquarters
- Libertyville, Illinois
- CRD number
- 290485
- Registered since
- March 24, 2022
- Website
- prismplanningpartners.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.79%
- Individuals8.21%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Prism Planning Partners is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2022. The firm is owner-operated and focuses on serving individual and family clients, as well as small-business owners. Its advisory offering centers on comprehensive financial planning and portfolio management for individuals and small businesses. Fee arrangements are flexible and include a percentage of assets under management, hourly charges, and fixed fees. Prism does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds43%
- US Government Bonds5%
- State & Local Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Nicole Sullivan
Chief Compliance Officer, Director of Financial PlanningCRD 6047107
Contacts
3 of 3
Brandon Clouse
Senior Financial PlannerCRD 6011176
Daniel Peters
Fee Based Financial PlannerCRD 5224241
Ronald Bernstein
Financial AdvisorCRD 5026816
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$86.7M in ETFs
66%
$57.6M
33%
$29.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $28.6M | 174,303 | 33.03% |
Location
Libertyville, IL
Lake
Location
Libertyville, IL
Headquartered in Libertyville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 321 S Milwaukee Ave
- Time zone
- CT (UTC-6)
- Office locations
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