PATRICK M. SWEENEY & ASSOCIATES, INC
Firm details
- Headquarters
- LIBERTYVILLE, Illinois
- CRD number
- 112802
- Registered since
- June 16, 2020
- Website
- www.patrickmsweeney.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.24%
- Individuals5.76%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Patrick M. Sweeney & Associates, Inc. is an independent, SEC-registered registered investment adviser (since 2020) that serves individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses. Its fees are charged as a percentage of assets under management and, when appropriate, on hourly or fixed-fee bases. The firm does not position itself as an ESG-focused allocator and operates under individual ownership rather than as a multi-state or institutional capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents14%
- Investment Grade Corp Bonds6%
- State & Local Bonds2%
Contacts
2 of 2John Ferguson
Financial AssociateCRD 7373190
PATRICK SWEENEY
OwnerCRD 2701208
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$15M in ETFs
92%
$13.7M
2%
$1.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $2.2M | 3,895 | 14.97% |
Location
LIBERTYVILLE, IL
LAKE
Location
LIBERTYVILLE, IL
Headquartered in LIBERTYVILLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 900 Technology Way
- Time zone
- CT (UTC-6)
- Office locations
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