RIAs: Under $100M AUM

12,960 RIAs in the Under $100M AUM range, ranked by reported regulatory assets.

Northern Star Generational Wealth

Mountain View, CA

AUM $5.5MTEAM 1REPS 1

J W English Investment Management Services LLC

AUM $5.5MREPS 1

Oshima & Associates

Boston, MA

AUM $5.5MTEAM 1REPS 1

Carter Ridge Strategic Advisors

AUM $5.5MTEAM 1REPS 1

GT Investment Management, LLC

Los Angeles, CA

AUM $5.5MTEAM 1REPS 5

The Financial Network Group

AUM $5.5MTEAM 1REPS 1

Uplift Investing, Inc

AUM $5.5MTEAM 1REPS 1

Next Pronto Capital Advisors

New York, NY

AUM $5.5MREPS 1

Mill Hill Management

Short Hills, NJ

AUM $5.5MTEAM 1REPS 1

Oceanus Capital Management

Short Hills, NJ

AUM $5.5MTEAM 2REPS 2

Integrity Wealth Management, LLC

Lisle, IL

AUM $5.5MTEAM 1REPS 1

2nd Story Wealth Planners

AUM $5.5MTEAM 2REPS 2

Financial Planning For Real People Pllc

AUM $5.5MTEAM 1REPS 1

Virentes Capital Management LLC

AUM $5.5MTEAM 1REPS 1

Centerfin Capital

New York, NY

AUM $5.5MTEAM 2REPS 2

Elliker Financial

Morgantown, PA

AUM $5.5MTEAM 1REPS 1

True North Financial Planning, LLC

South Burlington, VT

AUM $5.5MTEAM 1REPS 1

Wieder Financial Corp.

Yonkers, NY

AUM $5.5MTEAM 1REPS 1

SP Wealth Planning

AUM $5.5MTEAM 1REPS 1

Crystal Investment Management

AUM $5.5MTEAM 1REPS 1

Biar Legacy, LLC

AUM $5.4MTEAM 1REPS 1

Angel Wealth Advisors

AUM $5.4MTEAM 1REPS 1

Third Coast Securities LLC

Traverse City, MI

AUM $5.4MTEAM 1REPS 1

Fogel Neale Wealth Management, LLC

New York, NY

AUM $5.4MTEAM 1REPS 1

Other AUM ranges

$100M – $500MReported AUM7,677 FIRMS $500M – $1BReported AUM2,399 FIRMS $1B – $5BReported AUM3,232 FIRMS Over $5BReported AUM2,035 FIRMS

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