Alphaai Capital Management

RIASEC RegisteredEst. 2021
Total AUM
$5.2M
Discretionary
$5.2M
100% of AUM
Avg account
$25.5K
Accounts
205
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
316128
Registered since
September 16, 2021
Custodians
INTERACTIVE BROKERS LLC, ALPACA SECURITIES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alphaai Capital Management is a small, privately owned RIA that focuses on direct portfolio management for individual and family clients as well as small businesses and institutions. Founded and SEC-registered in 2021, the firm runs a fee schedule that blends percentage-of-assets and fixed fees and positions itself as an equity-first manager. Its filings show a clear preference for exchange-traded equities and liquid equity strategies, combined with selective exposure to digital currency as an alternative allocation. Investment activity centers on discretionary portfolio management: the adviser implements model-driven or individualized equity allocations across separately managed accounts. The firm does not report active ESG integration and is not registered as a multi-state adviser, which aligns with a concentrated, execution-oriented operating model rather than a broad institutional distribution platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Richard Sun

    Richard Sun

    Founder & CEOCRD 6211635

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth