RIAs: Under $100M AUM

12,863 RIAs in the Under $100M AUM range, ranked by reported regulatory assets.

Broadcore Investments LP

AUM $13MTEAM 3REPS 3

Knight Financial Investments

AUM $13MTEAM 2REPS 2

Iron Oak Capital Management

AUM $13MTEAM 2REPS 2

Nubian Square Investment Advisors, LLC

Brookline, MA

AUM $13MTEAM 5REPS 4

Private Capital Asset Management LLC

Darien, CT

AUM $13MTEAM 4REPS 4

Hoskin Capital

AUM $13MTEAM 2REPS 2

Imagine Financial Services

AUM $13MTEAM 1REPS 1

4sight Advisors LLC

AUM $13MTEAM 3REPS 3

Ladin Financial Group, Inc.

Coral Gables, FL

AUM $13MTEAM 1REPS 1

Pathways Financial Consulting LLC

AUM $12.9MTEAM 1REPS 1

Packard Wealth Strategies LLC

AUM $12.9MTEAM 1REPS 1

CM First Capital Corp.

Huntington Beach, CA

AUM $12.9MTEAM 2REPS 2

Impact Wealth Group

Fort Worth, TX

AUM $12.9MTEAM 1REPS 1

Legacy Springs Advisors, LLC

AUM $12.9MTEAM 1REPS 1

Trek Line Wealth

AUM $12.9MTEAM 1REPS 1

Compass Advisors LLC

AUM $12.9MTEAM 1REPS 1

Sewickley Financial LLC

Sewickley, PA

AUM $12.9MTEAM 1REPS 1

D.A.C. Davis Investment Counsel, Inc.

Toronto

AUM $12.9MREPS 2

Chief Capital Management, Inc

AUM $12.9MTEAM 1REPS 1

APP

San Mateo, CA

AUM $12.9MTEAM 1REPS 3

GP Wealth Management, LLC

AUM $12.9MTEAM 1REPS 1

Alpha Financial Nordic

Fountain Hills, AZ

AUM $12.9MTEAM 1REPS 1

The Road Ahead Wealth Management LLC

AUM $12.9MTEAM 1REPS 1

DST Sherpa

Ardmore, PA

AUM $12.9MTEAM 2REPS 2

Other AUM ranges

$100M – $500MReported AUM7,826 FIRMS $500M – $1BReported AUM2,407 FIRMS $1B – $5BReported AUM3,231 FIRMS Over $5BReported AUM2,036 FIRMS

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