Broadcore Investments LP

RIASEC RegisteredEst. 2016
Total AUM
$13M
Discretionary
$13M
100% of AUM
Avg account
$2.2M
Accounts
6
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
165674
Registered since
July 29, 2016
Custodians
MORGAN STANLEY & CO. LLC, PRINCIPAL SECURITIES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI59.57%
  • Pension & Profit Sharing Plans40.43%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Broadcore Investments Lp operates as a limited partnership, focusing on portfolio management for both individuals and small businesses, as well as for larger institutions. Established in 2016, the firm caters primarily to individual and family clients, employing a fee structure based on a percentage of assets under management. While it does not actively engage in ESG investing, Broadcore Investments Lp has carved out a niche in managing discretionary assets, demonstrating a commitment to personalized investment strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Cash & Cash Equivalents 14%86%
  • Exchange Traded Equities86%
  • Cash & Cash Equivalents14%

Owners & executives

1 of 1
  • Grace Zona

    Grace Zona

    Partner & Chief Administrative OfficerCRD 5312169

Contacts

2 of 2
  • Thomas Wong

    Partner, Portfolio ManagerCRD 2071963

  • Stephen Mermelstein

    Limited PartnerCRD 332314

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth