ZIA CAPITAL INVESTMENTS LLC

RIASEC Registered

Total AUM

$10.6M

Discretionary

$10.6M

100% of AUM

Avg account

$28.7K

Accounts

370

Employees

Advisory reps

Firm details

Headquarters: ALBUQUERQUE, New Mexico
CRD number: 332414
Custodians: ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals89.33%
Banking / Thrift Institutions10.2%
Charitable Organizations0.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

ZIA Capital Investments LLC is an independent registered investment adviser organized as an LLC. The firm serves both individual and family clients as well as institutional clients and provides financial planning and portfolio management for individuals, small businesses, and institutions. Its fee schedule is flexible, using a mix of percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The adviser does not identify as an active ESG investor and is not registered as a multi-state adviser. The firm reports an affiliation with an insurance company and operates under domestic ownership structures (domestic entity and individual). ZIA is not classified as a capital allocator and does not list pension consulting or related-adviser status on its profile.