Zacks Investment Management, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 110897
- Registered since
- January 17, 1992
- Website
- www.zacksim.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, LPL FINANCIAL LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Other44.53%
- HNWI23.87%
- Other Investment Advisers16.49%
- Individuals6.89%
- Investment Companies5.55%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Zacks Investment Management, Inc. is an institutional RIA that provides portfolio management and financial planning to both individual/family and institutional clients. The firm is SEC-registered (initial registration in 1992) and offers advice across separately managed accounts, pooled vehicles, and investment companies. Its compensation model includes percentage-of-AUM fees, fixed fees, and performance-based fees. Zacks identifies as an active ESG investor and, beyond discretionary portfolio management, lists activities that include sponsorship or managing-member roles for pooled investment vehicles and affiliations with broker-dealers and accounting entities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- US Government Bonds1%
- State & Local Bonds1%
- Sovereign Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4Frank Lanza
Chief Compliance OfficerCRD 4215640
Leonard Zacks
CEOCRD 806891
Donald Ralph
CFOCRD 5251289
Contacts
3 of 82
Gregory Karolich
Regional Vice PresidentCRD 5739044
Michael Caterina
Regional Vice PresidentCRD 5831316
Salvatore Esposito
Managing Director, Head of ETF ProductCRD 5869213
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 201Active vs passive
$518M in ETFs
96%
$494M
4%
$23.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $77.2M | 780,181 | 14.92% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 101 N Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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