Zacks Investment Management, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 110897
- Registered since
- January 17, 1992
- Website
- www.zacksim.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, LPL FINANCIAL LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Other44.53%
- HNWI23.87%
- Other Investment Advisers16.49%
- Individuals6.89%
- Investment Companies5.55%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Zacks Investment Management, Inc. is a corporate registered investment adviser that has been SEC-registered since 1992. The firm serves both individual and family clients as well as institutional investors and provides a mix of financial planning and portfolio management services across separately managed accounts, pooled vehicles, investment companies and other institutional mandates. Fee arrangements include percentage-of-AUM, fixed fees and performance-based fees. The firm is identified as an active ESG investor and is affiliated with broker-dealers and accounting firms; it also acts as sponsor, general partner and managing member for pooled investment vehicles it manages.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- US Government Bonds1%
- State & Local Bonds1%
- Sovereign Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4Frank Lanza
Chief Compliance OfficerCRD 4215640
Leonard Zacks
CEOCRD 806891
Donald Ralph
CFOCRD 5251289
Contacts
3 of 78
Jeffrey Haskin
Managing DirectorCRD 5352156
Jacob Conger
Regional Vice PresidentCRD 7463865
Michael Caterina
Regional Vice PresidentCRD 5831316
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 201Active vs passive
$518M in ETFs
96%
$494M
4%
$23.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $77.2M | 780,181 | 14.92% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 101 N Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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