M&G Investments (USA) Inc.

RIASEC RegisteredEst. 2020
Total AUM
$14.3B
Discretionary
$14.3B
100% of AUM
Avg account
$1.6B
Accounts
9
Employees
47
Advisory reps
5

Firm details

Headquarters
Chicago, Illinois
CRD number
305254
Registered since
May 29, 2020
Custodians
HSBC, STATE STREET (LUX), STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

M&G Investments (USA) Inc. operates as an institutional registered investment adviser organized as a corporation and registered with the SEC in 2020. Its advisory role centers on managing portfolios for pooled investment vehicles rather than providing individual wealth management. The firm charges asset-based fees and can collect performance-based fees, and it reports affiliations that include other investment advisers, commodity pool operator/commodity trading adviser roles, and an insurance company relationship. It does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 64%, US Government Bonds 13%, Derivatives 13%, Cash & Cash Equivalents 6%, Non-Investment Grade Corp Bonds 3%, Exchange Traded Equities 2%64%
  • Investment Grade Corp Bonds64%
  • US Government Bonds13%
  • Derivatives13%
  • Cash & Cash Equivalents6%
  • Non-Investment Grade Corp Bonds3%

Owners & executives

3 of 3
  • Anthony Balestrieri

    Anthony Balestrieri

    President and Chief Investment OfficerCRD 2496936

  • Nelson Zamora

    Nelson Zamora

    Chief Operating OfficerCRD 6516076

  • Joseph Pinto

    Chief Executive OfficerCRD 6287534

Contacts

2 of 2
  • Christopher Yarbrough

    Christopher Yarbrough

    CCO, Head of Legal and ComplianceCRD 5021190

  • Nicholas McMorran

    Finance ManagerCRD 7092935

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
30 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth