Y INVESTMENTS, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
338675
Registered since
September 22, 2025

Firm profile

FINTRX

Overview

Y Investments, LLC is a small SEC-registered adviser formed as a limited liability company in 2025. The firm operates primarily as a sponsor, general partner and managing member of pooled investment vehicles rather than as a traditional adviser to retail or institutional advisory accounts. Its public disclosures indicate the business model centers on running private funds and acting in sponsor/GP roles, with active involvement in fund governance and capital deployment. Investment activity is concentrated in privately-structured vehicles. Y Investments does not present itself as an ESG-focused manager and is not identified as a multistate advisory platform. The firm’s footprint and capital scale point to a boutique manager that targets concentrated, manager-led opportunities through closed-end fund structures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Noah Yates

    FounderCRD 8166356

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
6705 Louisburg Square Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth