BROADTREE PARTNERS MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
337682
Registered since
December 23, 2025

Firm profile

FINTRX

Overview

Broadtree Partners Management, LLC operates as a sponsor and general partner, organizing pooled investment vehicles and serving as their managing member. The firm’s activity centers on raising and managing private funds rather than serving retail advisory clients. Public filings show private equity as the dominant vehicle type it advises, and the firm reports holding controlling interests in the funds it manages—a structure that points to a hands-on, manager-led approach to capital deployment. Broadtree is not identified as an active ESG investor and is not registered as a multi-state adviser. The firm’s organizational posture and stated activities indicate it acts more like a private fund manager and sponsor than a traditional RIA with a retail client base. That governance role—sponsor, GP, managing member—typically involves selecting managers or direct deal teams, setting fund-level strategy, and retaining meaningful economic and governance rights within the funds.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • JASON ATWELL

    Chief Financial Officer & Chief Compliance OfficerCRD 8204473

Contacts

3 of 3
  • Johannes Zwick

    Managing PartnerCRD 7198042

  • Bradley BATTEN

    Managing PartnerCRD 7198040

  • DAVID SLENZAK

    Co-Founder and Managing PartnerCRD 7034677

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
101 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth