XA Investments

RIASEC RegisteredEst. 2017
Total AUM
$866M
Discretionary
$866M
100% of AUM
Avg account
$289M
Accounts
3
Employees
15
Advisory reps
6

Firm details

Headquarters
Chicago, Illinois
CRD number
284005
Registered since
August 10, 2017
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

XA Investments is an SEC-registered limited liability company that positions itself as an institutional registered investment adviser. The firm has been registered with the SEC since 2017 and serves an institutional client base on a percentage-of-AUM fee model. Its reported business activities include serving as a commodity pool operator (CPO) or commodity trading advisor (CTA), and it performs portfolio management for investment companies. XA Investments is not designated as an active ESG investor, does not operate as a multi-state adviser, and reports no related adviser relationships. The firm also has an affiliation with a broker-dealer.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Spence

    John Spence

    Co-ceoCRD 2079237

Contacts

3 of 5
  • Luke Gaskill

    Luke Gaskill

    AnalystCRD 7835056

  • Lauren Hering

    Lauren Hering

    AnalystCRD 8004930

  • Theodore Brombach

    Theodore Brombach

    Founding PartnerCRD 1295389

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
321 N Clark St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth