Greenrock Research, Inc.

RIASEC Registered

Total AUM

$864M

Discretionary

$516M

60% of AUM

Avg account

$459K

Accounts

1,880

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 131825
Registered since: October 21, 2008
Website: greenrockresearch.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: Other Investment Advisers97.52%
Individuals2.48%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Greenrock Research, Inc. is an institutional registered investment adviser that has been registered with the SEC since 2008. Organized as a corporation and owned by an individual, the firm acts as a capital allocator for both high-net-worth individuals and families as well as institutional clients. Its advisory services include discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, pension consulting services, and the publication of periodicals or newsletters. Compensation comes through a blend of asset‑based fees and fixed fees. The firm is not identified as an active ESG investor.