Wynnefield Capital, Inc.

RIASEC RegisteredEst. 2012
Total AUM
$185M
Discretionary
$185M
100% of AUM
Avg account
$46.1M
Accounts
4
Employees
2
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
157604
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles95.87%
  • Pension & Profit Sharing Plans4.13%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Wynnefield Capital, Inc. is organized as a corporation that operates as a hedge-fund adviser focused on institutional clients. The firm has been SEC-registered since 2012 and is owned by an individual. Its advisory business centers on managing pooled investment vehicles; Wynnefield also serves as sponsor, general partner and managing member of those vehicles rather than acting as a pure capital allocator. Fee arrangements combine a percentage-of-assets component with performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Cash & Cash Equivalents 23%77%
  • Exchange Traded Equities77%
  • Cash & Cash Equivalents23%

Owners & executives

1 of 1
  • Alex Liu

    Alex Liu

    Chief Operating OfficerCRD 5284656

Contacts

2 of 2
  • Joshua Landes

    Managing MemberCRD 1318255

  • Nelson Obus

    General PartnerCRD 1039098

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$2.3M in ETFs

Passive

100%

$2.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X SILVER MINERS ETF (SIL)GlobalXPassiveEquity Precious Metals$2.3M25,000100.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
450 7th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth