Wynnefield Capital, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 157604
- Registered since
- March 30, 2012
- Website
- wynnecap.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles95.87%
- Pension & Profit Sharing Plans4.13%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Wynnefield Capital, Inc. is organized as a corporation that operates as a hedge-fund adviser focused on institutional clients. The firm has been SEC-registered since 2012 and is owned by an individual. Its advisory business centers on managing pooled investment vehicles; Wynnefield also serves as sponsor, general partner and managing member of those vehicles rather than acting as a pure capital allocator. Fee arrangements combine a percentage-of-assets component with performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Cash & Cash Equivalents23%
Owners & executives
1 of 1
Alex Liu
Chief Operating OfficerCRD 5284656
Contacts
2 of 2Joshua Landes
Managing MemberCRD 1318255
Nelson Obus
General PartnerCRD 1039098
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$2.3M in ETFs
100%
$2.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GLOBAL X SILVER MINERS ETF (SIL) | GlobalX | Passive | Equity Precious Metals | $2.3M | 25,000 | 100.00% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 450 7th Ave
- Time zone
- ET (UTC-5)
- Office locations
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