GAGNON ADVISORS

RIASEC RegisteredEst. 2014
Total AUM
$187M
Discretionary
$187M
100% of AUM
Avg account
$62.4M
Accounts
3
Employees
10
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
161697
Registered since
April 16, 2014
Fee structure
Percentage of AUM, Commissions, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gagnon Advisors operates as a hedge-fund–style investment manager that focuses on pooled investment vehicles and institutional clients. The firm, SEC-registered since 2014 and organized as an LLC, serves a concentrated client base and runs portfolio management for pooled vehicles while also acting in sponsor and general partner capacities. Its fee model combines a percentage-of-AUM component with commissions and performance-based fees, which aligns compensation with investment results and is typical for active alternative managers. Public equity positions make up a meaningful portion of its liquid exposures, but the firm’s business also centers on managing and sponsoring hedge fund vehicles. Gagnon Advisors is not positioned as an active ESG investor and does not report multi-state adviser status. Its affiliations include broker-dealer and other adviser relationships that support both distribution and fund-sponsor activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • LISA FERRANTE

    Partner and Chief Compliance OfficerCRD 3135415

  • MARIANNE D'ALESSANDRO

    CFOCRD 5019195

Contacts

3 of 7
  • DWIGHT LEE

    Partner and Portfolio ManagerCRD 305203

  • ALISON TRANCHIDA

    Operations ManagerCRD 4345426

  • MAUREEN DREW

    Senior Partner and Portfolio ManagerCRD 2702645

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1

Active vs passive

$9.6M in ETFs

Passive

100%

$9.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$9.6M95,621100.00%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1370 6th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth