Worthpointe

RIASEC RegisteredEst. 2007

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$621K

Accounts

1,703

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 143996
Registered since: June 11, 2007
Website: www.worthpointeinvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI82.32%
Individuals13.33%
State / Municipal Government3.17%
Pension & Profit Sharing Plans1.14%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Worthpointe is an independent registered investment adviser organized as an LLC and SEC-registered since 2007. It positions itself as a capital allocator that serves individuals, families and institutional clients. The firm offers fee arrangements that include a percentage-of-AUM component alongside hourly and fixed-fee engagements. Primary advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Worthpointe does not identify as an active ESG investor. The firm was recognized on FA Magazine’s Top RIA Firms list in 2020.