BRIO FINANCIAL GROUP

RIASEC RegisteredEst. 2017
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$1.3M
Accounts
804
Employees
21
Advisory reps
16

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
289889
Registered since
October 13, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.89%
  • Individuals20.01%
  • Corporations / Businesses0.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Brio Financial Group is an independent registered investment adviser organized as an LLC and SEC-registered since 2017. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that uses external managers where appropriate. Advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. Compensation is a mix of percentage-of-AUM, hourly fees and fixed fees. The firm does not identify as an active ESG investor and lists an insurance company among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Cash & Cash Equivalents 8%, Exchange Traded Equities 7%, Other 2%82%
  • Public Funds/Mutual Funds82%
  • Cash & Cash Equivalents8%
  • Exchange Traded Equities7%
  • Other2%

Owners & executives

2 of 2
  • Jay Zalewski

    Chief Executive OfficerCRD 6658009

  • MATTHEW BECK

    Chief Partnership OfficerCRD 4237052

Contacts

3 of 14
  • Yerim Hahm

    Associate Financial PlannerCRD 7419223

  • Vivian Segura

    Associate Financial PlannerCRD 8110845

  • Michael Telford

    Financial PlannerCRD 6267736

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 129

Active vs passive

$1.1B in ETFs

Passive

81%

$913M

Active

15%

$211M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$110M129,9869.75%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
19 Sutter St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth