Woodrock Securities, L.P.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
133653
Registered since
May 25, 2005

Firm profile

FINTRX

Overview

Woodrock Securities, L.P. is organized as a partnership and is classified as an investment bank. The firm has been SEC-registered since 2005 and is owned by a domestic entity and an individual. Available data indicate Woodrock operates in a capacity distinct from a traditional asset manager: it is not a capital allocator, is not identified as an active ESG investor, and is not registered as a multistate adviser. The snapshot also flags that it is neither a pension consultant nor a related adviser and that it is not newly formed. The firm has not provided descriptive details about its specific business activities, advisory services, client base, fee structure, or external affiliations, so its operating model beyond the investment bank classification is not documented in the source material.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Richard Nunn

    Richard Nunn

    Executive Vice PresidentCRD 1016528

  • John Dennis

    John Dennis

    Managing PartnerCRD 2038115

  • Joel Landis

    Joel Landis

    Registered RepresentativeCRD 6151638

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4265 San Felipe St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth