Woodrock Securities, L.P.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
133653
Registered since
May 25, 2005

Firm profile

FINTRX

Overview

Woodrock Securities, L.P. is organized as a partnership and is classified in the dataset as an investment bank. Ownership is described as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and the record flags it as not an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. Publicly supplied material for Woodrock Securities is sparse on operational detail. The dataset does not include descriptions of its client types, fee arrangements, specific business activities, or advisory services, so there is limited visibility into how the firm positions its offerings beyond the investment bank classification.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Richard Nunn

    Richard Nunn

    Executive Vice PresidentCRD 1016528

  • John Dennis

    John Dennis

    Managing PartnerCRD 2038115

  • Joel Landis

    Joel Landis

    Registered RepresentativeCRD 6151638

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4265 San Felipe St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth