SUNBELT SECURITIES
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 42180
- Registered since
- June 24, 2010
- Website
- www.sunbeltsecurities.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals72.68%
- HNWI22.52%
- Corporations / Businesses3.86%
- Pension & Profit Sharing Plans0.87%
- Charitable Organizations0.07%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Sunbelt Securities is a privately owned corporation that operates as an independent broker-dealer and investment bank. Registered with the SEC since 2010, the firm serves both individual and institutional clients and combines brokerage services with advisory work — financial planning, portfolio management for individuals, small businesses and institutions, and selection of sub-advisers. The firm acts as a capital allocator, using a mix of fee structures (percentage of AUM and fixed fees) and offers products through its broker-dealer platform. Sunbelt does not position itself as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds40%
- Other7%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1Matthew Hibbetts
CFOCRD 5908785
Contacts
3 of 82BRADLEY LAKNER
Financial AdvisorCRD 4167521
JAMES WALKER
Registered RepresentativeCRD 1456393
Addison Freedle
Advisor AssistantCRD 7934008
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,043Active vs passive
$799M in ETFs
62%
$497M
32%
$302M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $22.4M | 253,669 | 2.80% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 2700 Post Oak Blvd
- Time zone
- CT (UTC-6)
- Office locations
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