Wolff Financial Management LLC
Firm details
- Headquarters
- Kalamazoo, Michigan
- CRD number
- 283239
- Registered since
- March 17, 2016
- Website
- www.wfminvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.84%
- Individuals9.99%
- Corporations / Businesses0.11%
- Charitable Organizations0.06%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Wolff Financial Management LLC is an independent, owner-operated registered investment adviser formed in 2016 and organized as an LLC. The firm serves individual and family clients (and small-business owners) with fee-based advice charged as a percentage of assets under management. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. The firm does not position itself as a capital allocator, is not an active ESG investor, and is not a multi-state adviser. Wolff Financial Management LLC lists an industry affiliation with accounting professionals, which suggests a collaborative relationship with tax and accounting advisors for client engagements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities12%
- Cash & Cash Equivalents12%
- US Government Bonds1%
- Other1%
Owners & executives
2 of 2Matthew Wolff
COOCRD 2463965
Lisa LaFond
Chief Compliance OfficerCRD 4575679
Contacts
3 of 3
Lisa Hartgraves
Financial AdvisorCRD 5183319
Samuel Pietrogallo
Financial AdvisorCRD 8202014
Jared McNee
Financial ConsultantCRD 6913325
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 55Active vs passive
$490M in ETFs
86%
$423M
3%
$66.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $50M | 701,967 | 10.21% |
Location
Kalamazoo, MI
Kalamazoo
Location
Kalamazoo, MI
Headquartered in Kalamazoo, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- Kalamazoo
- Address
- 5938 Venture Park Dr
- Time zone
- ET (UTC-5)
- Office locations
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