WOLFF FINANCIAL MANAGEMENT LLC
Firm details
- Headquarters
- KALAMAZOO, Michigan
- CRD number
- 283239
- Registered since
- March 17, 2016
- Website
- www.wfminvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.84%
- Individuals9.99%
- Corporations / Businesses0.11%
- Charitable Organizations0.06%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Wolff Financial Management LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in operation since 2016. The firm is owned by an individual and focuses on serving individual and family clients as well as small-business relationships. Its advisory services emphasize financial planning and discretionary portfolio management, and it charges clients on a percentage-of-AUM basis. The practice does not self-identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a pension consultant or capital allocator. The firm lists an industry affiliation with an accountant, which suggests collaboration with tax or accounting professionals in client service workflows.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities12%
- Cash & Cash Equivalents12%
- US Government Bonds1%
- Other1%
Owners & executives
2 of 2MATTHEW WOLFF
COOCRD 2463965
Lisa LaFond
Chief Compliance OfficerCRD 4575679
Contacts
3 of 3LISA HARTGRAVES
Financial AdvisorCRD 5183319
Samuel Pietrogallo
Financial AdvisorCRD 8202014
Jared McNee
Financial ConsultantCRD 6913325
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 52Active vs passive
$444M in ETFs
87%
$384M
3%
$59.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $46.3M | 721,999 | 10.43% |
Location
KALAMAZOO, MI
KALAMAZOO
Location
KALAMAZOO, MI
Headquartered in KALAMAZOO, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- KALAMAZOO
- Address
- 5938 Venture Park Dr
- Time zone
- ET (UTC-5)
- Office locations
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