CWS Financial Advisors LLC
Firm details
- Headquarters
- Kalamazoo, Michigan
- CRD number
- 297000
- Registered since
- May 23, 2018
- Website
- cwsfinancialadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.71%
- Individuals13.23%
- Charitable Organizations1.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
CWS Financial Advisors LLC is an independent, SEC-registered RIA formed in 2018 and owned by an individual. The firm works with both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee model includes an asset-based fee, hourly billing, and fixed-fee engagements. CWS does not identify as an active ESG investor and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities16%
- Cash & Cash Equivalents8%
- Other1%
Owners & executives
2 of 2
Cory Wietfeldt
Principal And Chief Compliance OfficerCRD 2423429
Christine Batts
Chief Operating OfficerCRD 6383766
Contacts
3 of 4
Lindsey Splendorio
PrincipalCRD 4529622
Joseph Splendorio
PrincipalCRD 4532290
William Roberts
Financial AdvisorCRD 7400719
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$306M in ETFs
55%
$169M
39%
$137M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $48.1M | 586,781 | 15.73% |
Location
Kalamazoo, MI
Kalamazoo
Location
Kalamazoo, MI
Headquartered in Kalamazoo, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- Kalamazoo
- Address
- 405 W Michigan Ave
- Time zone
- ET (UTC-5)
- Office locations
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