CWS Financial Advisors LLC
Firm details
- Headquarters
- Kalamazoo, Michigan
- CRD number
- 297000
- Registered since
- May 23, 2018
- Website
- cwsfinancialadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.71%
- Individuals13.23%
- Charitable Organizations1.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
CWS Financial Advisors LLC is an independent, individually owned registered investment adviser; it has been SEC-registered since 2018. The firm serves both individual and family clients as well as institutional customers, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee engagements. The firm is not positioned as a capital allocator and does not market itself as an active ESG investor. It operates under an independent RIA model rather than as a related adviser or large multi-state platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities16%
- Cash & Cash Equivalents8%
- Other1%
Owners & executives
2 of 2
Christine Batts
Chief Operating OfficerCRD 6383766
Cory Wietfeldt
Principal And Chief Compliance OfficerCRD 2423429
Contacts
3 of 5
Lindsey Splendorio
PrincipalCRD 4529622
Joseph Splendorio
PrincipalCRD 4532290
Regina Spence
Financial AdvisorCRD 6924568
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$316M in ETFs
53%
$168M
42%
$148M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $54.3M | 653,506 | 17.17% |
Location
Kalamazoo, MI
Kalamazoo
Location
Kalamazoo, MI
Headquartered in Kalamazoo, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- Kalamazoo
- Address
- 405 W Michigan Ave
- Time zone
- ET (UTC-5)
- Office locations
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