Witter & Westlake Investments

RIASEC Registered
Total AUM
$12.7M
Discretionary
$12.7M
100% of AUM
Avg account
$576K
Accounts
22
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
134774
Custodians
INTERACTIVE BROKERS LLC, SYNOVUS SECURITIES, INC., PROFUNDS DISTRIBUTORS, INC.
Fee structure
Percentage of AUM
Client types
  • Individuals51.36%
  • HNWI48.64%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Witter & Westlake Investments is an independent registered investment adviser organized as a corporation and owned by an individual. The firm concentrates on portfolio management for individuals and small businesses and serves a client base of individuals and families. Its fee model is a percentage of assets under management. The snapshot data indicates the adviser does not identify as an active ESG investor, is not a capital allocator, and does not list pension consulting or related-adviser activities among its services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, State & Local Bonds 25%, Cash & Cash Equivalents 2%73%
  • Exchange Traded Equities73%
  • State & Local Bonds25%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Lon Witter

    Lon Witter

    CEOCRD 821135

Contacts

1 of 1
  • Rodney Westlake

    Rodney Westlake

    PresidentCRD 4933339

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth