Red Rock Capital Advisors, LLC

RIASEC Registered
Total AUM
$12.7M
Discretionary
$12.7M
100% of AUM
Avg account
$396K
Accounts
32
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
121855
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI79.57%
  • Individuals20.43%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Red Rock Capital Advisors, LLC is a small, independent registered investment adviser focused on serving individual and family clients. The firm operates primarily as a fee-based advisory business, charging a percentage of assets under management and offering hourly planning engagements. Its core services center on financial planning and portfolio management for individuals and small businesses. The adviser shows a clear preference for liquid, exchange-traded equities as the primary portfolio sleeve and does not identify as an active ESG investor. The firm is structured as a limited liability company owned by an individual and does not position itself as a capital allocator or pension consultant. Advisory activity is straightforward: combining financial planning with discretionary portfolio management for a concentrated set of clients rather than offering broad institutional solutions or multi-state advisory operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Cash & Cash Equivalents 14%86%
  • Exchange Traded Equities86%
  • Cash & Cash Equivalents14%

Contacts

1 of 1
  • Lawrence Mcguire

    OwnerCRD 807422

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth