Wisconsin Wealth Advisors, LLC

RIASEC & State Registered
Total AUM
$178M
Discretionary
$175M
98% of AUM
Avg account
$607K
Accounts
293
Employees
3
Advisory reps
3

Firm details

Headquarters
Sun Prairie, Wisconsin
CRD number
145946
Registered since
June 18, 2025
Custodians
AXOS CLEARING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals59.48%
  • HNWI38.52%
  • Charitable Organizations1.53%
  • Other0.47%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wisconsin Wealth Advisors, LLC is an independent, owner-operated registered investment adviser organized as an LLC. The firm is SEC-registered (registration year 2025) and serves both individual & family clients and institutional clients. Its advisory services focus on financial planning and portfolio management for individuals and small businesses. In addition to advisory work, the firm’s business activities include registered representative functions with a broker-dealer and acting as an insurance broker. Fee arrangements are mixed: the firm charges a percentage of assets under management and also uses hourly and fixed-fee engagements. The firm does not position itself as a capital allocator. It reports not being an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 40%, Cash & Cash Equivalents 10%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds40%
  • Cash & Cash Equivalents10%

Contacts

3 of 3
  • Chris Swenson

    Chris Swenson

    PresidentCRD 4287391

  • Shaun Balding

    Shaun Balding

    Investment Advisor RepresentativeCRD 6058776

  • Patrick Fosdick

    Patrick Fosdick

    AdviserCRD 5604969

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 63

Active vs passive

$104M in ETFs

Passive

76%

$79.3M

Active

19%

$24.9M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$4.9M6,6054.69%

Location

Primary office

Sun Prairie, WI

Dane

Location

Sun Prairie, WI

Headquartered in Sun Prairie, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
Dane
Address
1777 W Main St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth