Windsor Capital Management, LLC
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 116593
- Registered since
- April 28, 2005
- Website
- www.windsoradvisor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI53.23%
- Individuals35.49%
- Pension & Profit Sharing Plans6.55%
- Corporations / Businesses3.47%
- Charitable Organizations1.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Windsor Capital Management, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (initial registration year 2005) and is owned by domestic and individual interests. Its client base includes individuals and families as well as institutional accounts. Core advisory services are financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Fees are charged as a percentage of assets under management and on an hourly basis. Public disclosures indicate a tilt toward equity exposure and the firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Investment Grade Corp Bonds34%
- State & Local Bonds5%
- US Government Bonds3%
- Non-Investment Grade Corp Bonds2%
Owners & executives
2 of 2
Darren Whitehurst
Chief ManagerCRD 2283364
Donald Peppler
Chief Investment OfficerCRD 2482674
Contacts
3 of 4Lewis Coffey
Research AnalystCRD 4346851
Carolin Alaverdian
Vice PresidentCRD 2981246
Frederick Petrino
Investment Adviser RepresentativeCRD 1389177
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$457M in ETFs
85%
$391M
6%
$66.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $48.1M | 62,841 | 10.52% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 20860 N Tatum Blvd
- Time zone
- MT (UTC-7)
- Office locations
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