BROOKWOOD INVESTMENT GROUP

RIASEC RegisteredEst. 2021
Total AUM
$1.3B
Discretionary
$1.2B
99% of AUM
Avg account
$176K
Accounts
7,129
Employees
24
Advisory reps
66

Firm details

Headquarters
PHOENIX, Arizona
CRD number
316544
Registered since
October 18, 2021
Website
brookwoodinvestmentgroup.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals63.21%
  • HNWI36.75%
  • Corporations / Businesses0.03%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Brookwood Investment Group is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. It functions as a capital allocator for both individual and family clients as well as institutional accounts. The firm offers financial planning, portfolio management for individuals and small businesses, pension consulting services, adviser selection, and educational seminars and workshops. Its client billing mixes percentage-of-AUM charges with hourly and fixed-fee arrangements. Brookwood does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 29%, Cash & Cash Equivalents 7%, US Government Bonds 2%, Investment Grade Corp Bonds 1%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities29%
  • Cash & Cash Equivalents7%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4

  • Christopher Coolidge

    Chief Investment OfficerCRD 2940840

  • TERRY DUPONT

    CEO & FounderCRD 1181537

  • BRYAN NICOLAYSEN

    Founder and CEOCRD 6587726

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Contacts

3 of 62

  • CAROL PIPITONE

    Client ServiceCRD 4257883

  • STEPHEN CARUSO

    Investment Advisor RepresentativeCRD 3020510

  • ANGELICA ROXAS

    Investment Advisor RepresentativeCRD 3269295

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 353

Active vs passive

$573M in ETFs

Passive

54%

$307M

Active

29%

$267M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$49.7M154,8108.66%
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Location

Primary office

PHOENIX, AZ

MARICOPA

Location

PHOENIX, AZ

Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
3930 E Ray Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth