Brookwood Investment Group
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 316544
- Registered since
- October 18, 2021
- Website
- brookwoodinvestmentgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals63.21%
- HNWI36.75%
- Corporations / Businesses0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Brookwood Investment Group is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm serves both individual/family and institutional clients and operates as a capital allocator, placing client capital with third‑party managers alongside in‑house portfolio management. Fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees. Brookwood lists a mix of advisory services — financial planning, portfolio management for individuals and small businesses, selection of other advisers, educational seminars/workshops, and pension consulting — and reports an industry affiliation with an insurance company. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities29%
- Cash & Cash Equivalents7%
- US Government Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4
Robert Raimondo
CEO & FounderCRD 4476842
Terry Dupont
CEO & FounderCRD 1181537
Christopher Coolidge
Chief Investment OfficerCRD 2940840
Contacts
3 of 66
William Anderson
Senior Wealth AdvisorCRD 5681835
Joanne Brown
Client ServiceCRD 5693827
Rostam Atefi
Investment Adviser RepresentativeCRD 5774433
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 354Active vs passive
$599M in ETFs
54%
$321M
30%
$277M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $58.1M | 156,904 | 9.70% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 3930 E Ray Rd
- Time zone
- MT (UTC-7)
- Office locations
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