Willow Cove Investment Group, Inc.

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Winneconne, Wisconsin
CRD number
107824
Registered since
March 26, 2001

Firm profile

FINTRX

Overview

Willow Cove Investment Group, Inc. is recorded as a corporate investment adviser that registered with the SEC in 2001. Ownership is listed as a combination of a domestic entity and an individual. The dataset classifies the firm as "unclassified" and flags several negative attributes: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser in the record, not newly formed, not a pension consultant, and not a related adviser. The snapshot provides no detail on client segments, fee schedules, specific business lines, or advisory strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • James Brogan

    Financial AdvisorCRD 1262111

  • Richard Riva

    Richard Riva

    Wealth AdvisorCRD 2157887

  • Richard Rock

    Richard Rock

    Senior Vice President, Investment AdvisorCRD 2779692

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Winneconne, WI

Winnebago

Location

Winneconne, WI

Headquartered in Winneconne, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Winnebago
Address
5887 T Bar Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth