WHN Investor Services, Inc.

RIASEC RegisteredEst. 1991
Total AUM
$400K
Discretionary
$400K
100% of AUM
Avg account
$400K
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
10046
Registered since
July 26, 1991
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

WHN Investor Services, Inc. is an independent, privately owned registered investment adviser that has been registered with the SEC since 1991. The firm operates as a corporation under individual ownership and bills clients through a combination of asset-based fees and fixed fees. Its stated advisory activity centers on portfolio management for individuals and small businesses, and the firm also lists pension consulting services among its offerings. WHN does not identify itself as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 50%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds50%

Contacts

1 of 1
  • William Niewoehner

    PresidentCRD 348217

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth