Falcone Investments LLC

RIASEC Registered
Total AUM
$400K
Discretionary
$400K
100% of AUM
Avg account
$400K
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
Pennington, New Jersey
CRD number
325587
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Falcone Investments LLC is a small, privately held investment manager organized as a limited liability company that operates as a hedge fund manager and derivatives manager (CPO/CTA). The firm provides portfolio management for pooled investment vehicles and charges a combination of a percentage-of-AUM fee and performance-based fees, a fee mix typical for hedge fund structures. Its stated client focus is institutional, and it is owned by an individual. Falcone is not positioned as a capital allocator and does not describe itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Giuliano Falcone

    Giuliano Falcone

    Chief Executive OfficerCRD 7705718

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Pennington, NJ

Mercer

Location

Pennington, NJ

Headquartered in Pennington, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Mercer
Address
301 Watkins Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth