Whipplewood Advisors, LLC
Firm details
- Headquarters
- Littleton, Colorado
- CRD number
- 282860
- Registered since
- October 2, 2020
- Website
- whipplewoodcpas.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.55%
- Individuals9.16%
- Corporations / Businesses1.1%
- Charitable Organizations0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Whipplewood Advisors, LLC is an independent, SEC‑registered registered investment adviser organized as an LLC and operating as a capital allocator. The firm serves both individual/family clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and manager selection. Its billing mixes percentage‑of‑AUM fees with hourly and fixed‑fee arrangements. The firm does not position itself as an active ESG investor and is owned by an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds35%
- Cash & Cash Equivalents30%
- Exchange Traded Equities28%
- Other5%
- State & Local Bonds1%
Owners & executives
1 of 1
Richard Whipple
CEOCRD 5041903
Contacts
3 of 4
Saxon Swindler
AssociateCRD 7192651
Mona Feeley
PartnerCRD 6233075
Joseph Hubbard
Invesment Advisor RepresentativeCRD 2128362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 102Active vs passive
$101M in ETFs
41%
$41.1M
41%
$59.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON AAA CLO ETF (JAAA) | Janus Henderson | Active | Ultrashort Bond | $16.5M | 326,599 | 16.40% |
Location
Littleton, CO
Jefferson
Location
Littleton, CO
Headquartered in Littleton, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Jefferson
- Address
- 11852 Shaffer Dr
- Time zone
- MT (UTC-7)
- Office locations
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