Capital Financial Group, Inc.
Firm details
- Headquarters
- Littleton, Colorado
- CRD number
- 111709
- Registered since
- August 28, 2019
- Website
- www.cfgfinancialplanning.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI61.96%
- Individuals31.74%
- Pension & Profit Sharing Plans6.06%
- Corporations / Businesses0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Capital Financial Group, Inc. is an independent registered investment adviser that began SEC registration in 2019 and is owned by an individual principal. The firm serves both individual and family clients as well as institutional relationships, charging fees based on a percentage of assets under management. Core advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is not described as a capital allocator and does not identify as an active ESG investor. Its business model centers on managing client portfolios through pooled vehicles and third‑party managers rather than operating as a manager of external capital.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities31%
- Cash & Cash Equivalents6%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Alexander Leonida
Chief Executive OfficerCRD 5429993
Contacts
3 of 3
Brooks Adams
Investment AnalystCRD 8186491
Amel Guigli
Investment Advisor RepresentativeCRD 715323
Leah Kautz
Operations ManagerCRD 6599978
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 49Active vs passive
$177M in ETFs
52%
$92.4M
26%
$84.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $18.8M | 213,589 | 10.63% |
Location
Littleton, CO
Jefferson
Location
Littleton, CO
Headquartered in Littleton, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Jefferson
- Address
- 13986 W Bowles Ave
- Time zone
- MT (UTC-7)
- Office locations
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